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Thomas A. Hockin fonds
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Expert Panel on Securities Regulation

File consists of correspondence, reports, clippings, and a notebook of observations made by Thomas Hockin with most entries made during presentations to the Expert Panel during a cross-Canada tour.

Speech

File consists of reference material compiled by Thomas Hockin in connection with a speech of securities regulation.

Principles proposition

File consists of draft papers on principles-based securities regulation, and on objectives, outcomes, and performance measures.

Questions and answers

File consists of summaries of articles on the Expert Panel of Securities Regulation published by Canadian newspapers.

Questions and answers

File consists of questions and answers prepared for the Minister of Finance regarding the Expert Panel on Securities Regulation, followed by summaries of articles on this topic published by Canadian newspapers.

Thomas A. Hockin fonds

  • F0116
  • Fonds
  • 1962-2014

Fonds consists of correspondence and subject files, ministerial files relating to Thomas A. Hockin’s activities as the Minister of State (Finance), constituency files, press releases, press clippings, research files, correspondence related to Cape Breton Development Corporation (DEVCO), memoranda to the Minister for International Trade, and chronological and subject correspondence relating to international trade. Accruals to this fonds consist of Hockin’s files from his work as President and Chief Executive Officer of the Investment Funds Institute of Canada, which discuss issues such as sales practices for mutual funds, industry standards and self-regulation, educational initiatives within the industry, and the impact of international events upon the market value of securities. Accession 2015-036 consists of files created by Hockin as Chair of the Expert Panel on Securities Regulation between 2007 and 2009, which include correspondence, research reports, documents on principles, regulatory models, and consultation with stakeholders, working notes, newspaper articles, and draft and final text of the panel’s report. This accession also includes notebooks kept by Hockin while serving on the Executive Board of the International Monetary Fund from 2009 to 2013, containing his notes and personal reflections on global financial stability, income models, quota negotiations, risk management, global liquidity, and other areas of financial policy, as well as the IMF's relationship with countries such as Greece, Germany, and Portugal.

Hockin, Thomas A., 1938-

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