York University Libraries Clara Thomas Archives & Special Collections

2015-036/001(9)
File
2007-2009

File consists of correspondence, reports, clippings, and a notebook of observations made by Thomas Hockin with most entries made during presentations to the Expert Panel during a cross-Canada tour.

International Monetary Fund Executive Board, notebook 13

2015-036/004(8)
File
June-July 2014

Part of Thomas A. Hockin fonds

International Monetary Fund Executive Board, notebook 10

2015-036/004(7)
File
February-July 2012

Part of Thomas A. Hockin fonds

International Monetary Fund Executive Board, notebook 9

2015-036/004(6)
File
August 2011-February 2012

Part of Thomas A. Hockin fonds

International Monetary Fund Executive Board, notebook 8

2015-036/004(5)
File
June-July 2011

Part of Thomas A. Hockin fonds

International Monetary Fund Executive Board, notebook 6

2015-036/004(4)
File
November 2010-April 2011

Part of Thomas A. Hockin fonds

International Monetary Fund Executive Board, notebook 5

2015-036/004(2)
File
June-November 2010

Part of Thomas A. Hockin fonds

International Monetary Fund Executive Board, notebook 4

2015-036/004(1)
File
June-October 2010

Part of Thomas A. Hockin fonds

International Monetary Fund Executive Board, notebook 2

2015-036/003(14)
File
2010

Part of Thomas A. Hockin fonds

International Monetary Fund Executive Board, notebook 1

2015-036/003(13)
File
2009-2010

Part of Thomas A. Hockin fonds

Securities regulation in Canada

2015-036/003(12)
File
October 2011

Part of Thomas A. Hockin fonds

File consists of an article written by Pierre Lortie with a commentary by Thomas Hockin.

Reference by the Governor in Council to the Supreme Court of Canada

2015-036/003(11)
File
2010

Part of Thomas A. Hockin fonds

File consists of the factum of the Attorney General of Canada concerning the proposed Canadian Securities Act.

Panel and post-panel clippings

2015-036/003(10)
File
2009

Part of Thomas A. Hockin fonds

Expert Panel on Securities Regulation

2015-036/003(9)
File
2009

Part of Thomas A. Hockin fonds

Expert Panel on Securities Regulation

2015-036/003(8)
File
January 2009

Part of Thomas A. Hockin fonds

Transmission of Panel report to Minister Flaherty

2015-036/003(7)
File
January 2009

Part of Thomas A. Hockin fonds

Draft report for October 6

2015-036/003(6)
File
2008

Part of Thomas A. Hockin fonds

October 20 meeting

2015-036/003(5)
File
2008

Part of Thomas A. Hockin fonds

Speech

2015-036/003(4)
File
October 2008

Part of Thomas A. Hockin fonds

File consists of reference material compiled by Thomas Hockin in connection with a speech of securities regulation.

Panel speech nuggets

2015-036/003(3)
File
October-November 2008

Part of Thomas A. Hockin fonds

Update for minister

2015-036/003(2)
File
October 2008

Part of Thomas A. Hockin fonds

Summary of on-line submissions, volume 2

2015-036/003(1)
File
July 2008

Part of Thomas A. Hockin fonds

United Kingdom consultations, London

2015-036/002(12)
File
June 2008

Part of Thomas A. Hockin fonds

Face-to-face consultation summary reports, spring/summer 2008

2015-036/002(11)
File
2008

Part of Thomas A. Hockin fonds

Meeting of the Expert Panel on Securities Regulation, May 15, 2008

2015-036/002(10)
File
2008

Part of Thomas A. Hockin fonds

Alberta capital markets

2015-036/002(9)
File
June 2008

Part of Thomas A. Hockin fonds

Model common securities act

2015-036/002(8)
File
2008

Part of Thomas A. Hockin fonds

Evaluation of selected models of securities regulatory structure

2015-036/002(7)
File
2008

Part of Thomas A. Hockin fonds

Capital Markets Institute papers

2015-036/002(6)
File
2008

Part of Thomas A. Hockin fonds

Capital Markets Institute papers

2015-036/002(5)
File
2008

Part of Thomas A. Hockin fonds

Capital Markets Institute papers

2015-036/002(4)
File
2008

Part of Thomas A. Hockin fonds

Securities legislation

2015-036/002(1)
File
2008

Part of Thomas A. Hockin fonds

Securities legislation

2015-036/002(2)
File
2008

Part of Thomas A. Hockin fonds

Panel notes

2015-036/002(3)
File
2008

Part of Thomas A. Hockin fonds

Market participant opt-in model

2015-036/001(16)
File
2008

Part of Thomas A. Hockin fonds

Principles proposition

2015-036/001(15)
File
2008

Part of Thomas A. Hockin fonds

File consists of draft papers on principles-based securities regulation, and on objectives, outcomes, and performance measures.

Questions and answers

2015-036/001(3)
File
2007-2008

Part of Thomas A. Hockin fonds

File consists of summaries of articles on the Expert Panel of Securities Regulation published by Canadian newspapers.

Journalism around Expert Panel systemic risk

2015-036/001(4)
File
2008

Part of Thomas A. Hockin fonds

Quebec Derivatives Act

2015-036/001(5)
File
2008

Part of Thomas A. Hockin fonds

Howard Davies

2015-036/001(6)
File
2008

Part of Thomas A. Hockin fonds

Public consultation paper issued by the Expert Panel on Securities Regulation in Canada

2015-036/001(7)
File
2008

Part of Thomas A. Hockin fonds

Panel

2015-049/001(8)
File
2008

Part of Thomas A. Hockin fonds

Panel research

2015-036/001(10)
File
2008

Part of Thomas A. Hockin fonds

Panel research

2015-036/001(11)
File
2008

Part of Thomas A. Hockin fonds

Panel research

2015-036/001(12)
File
2008

Part of Thomas A. Hockin fonds

Panel research

2015-036/001(13)
File
2008

Part of Thomas A. Hockin fonds

Passport model

2015-036/001(14)
File
2008

Part of Thomas A. Hockin fonds

Questions and answers

2015-036/001(2)
File
2007-2008

Part of Thomas A. Hockin fonds

File consists of questions and answers prepared for the Minister of Finance regarding the Expert Panel on Securities Regulation, followed by summaries of articles on this topic published by Canadian newspapers.

Expert Panel on Securities Regulation