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Thomas A. Hockin fonds
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Principles proposition

File consists of draft papers on principles-based securities regulation, and on objectives, outcomes, and performance measures.

Speech

File consists of reference material compiled by Thomas Hockin in connection with a speech of securities regulation.

Questions and answers

File consists of questions and answers prepared for the Minister of Finance regarding the Expert Panel on Securities Regulation, followed by summaries of articles on this topic published by Canadian newspapers.

Questions and answers

File consists of summaries of articles on the Expert Panel of Securities Regulation published by Canadian newspapers.

Expert Panel on Securities Regulation

File consists of correspondence, reports, clippings, and a notebook of observations made by Thomas Hockin with most entries made during presentations to the Expert Panel during a cross-Canada tour.

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